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SHI Beiying

施蓓穎
CE BNB386Licensed IndividualSFO licence active
Official SFC record

SHI Beiying (CE number BNB386) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司

Licence Record (2)

2021-01-18 – present Current
China Life Franklin Asset Management Co., Limited Rep
RA 1 RA 4 RA 9
2018-06-22 – 2020-12-08
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNB386