Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

JAP Wing Lai

葉永麗
CE AGE009Licensed IndividualSFO licence active
Official SFC record

JAP Wing Lai (CE number AGE009) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDWS Investments Hong Kong Limited
德意志投資香港有限公司

Licence Record (4)

2015-11-02 – present Current
DWS Investments Hong Kong Limited Rep
RA 1 RA 4 RA 9
2012-10-04 – 2015-10-07
Polen Capital HK Limited Rep
RA 4 RA 9
2007-09-28 – 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited Rep
RA 4 RA 9
2003-04-01 – 2006-04-26
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGE009