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WANG Vanessa

王靜雯
CE BIS581Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Vanessa (CE number BIS581) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDWS Investments Hong Kong Limited
德意志投資香港有限公司

Licence Record (3)

2022-02-08 – present Current
DWS Investments Hong Kong Limited RO
RA 1 RA 4 RA 9
2021-10-06 – 2022-02-08
DWS Investments Hong Kong Limited Rep
RA 1 RA 4
2016-12-13 – 2020-05-31
Amundi Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIS581