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ZHU Judy

朱美祺
CE BJO607Licensed IndividualSFO licence active
Official SFC record

ZHU Judy (CE number BJO607) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDWS Investments Hong Kong Limited
德意志投資香港有限公司

Licence Record (2)

2023-05-17 – present Current
DWS Investments Hong Kong Limited Rep
RA 1 RA 2
2017-06-01 – 2021-12-02
Jefferies Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJO607