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LO Ka Ying

羅嘉盈
CE AVK938Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Ka Ying (CE number AVK938) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (4)

2022-09-15 – present Current
State Street Global Advisors Asia Limited RO
RA 1 RA 2
2018-10-09 – 2022-09-15
State Street Global Advisors Asia Limited Rep
RA 1 RA 2 RA 9
2013-04-03 – 2018-08-27
Robeco Hong Kong Limited Rep
RA 1
2010-07-19 – 2012-11-30
CLSA Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVK938