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YEO Zhi Aik

CE AVN113Licensed IndividualSFO licence active
Official SFC record

YEO Zhi Aik (CE number AVN113) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (3)

2016-12-22 – present Current
State Street Global Advisors Asia Limited Rep
RA 4 RA 9
2011-06-30 – 2016-10-31
Jefferies Hong Kong Limited Rep
RA 4
2010-08-09 – 2011-06-09
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVN113