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YIP Kwok Shing

葉國盛
CE ARB687Licensed IndividualSFO licence active
Official SFC record

YIP Kwok Shing (CE number ARB687) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RepresentativeState Street Global Advisors Singapore Limited

Licence Record (2)

2010-11-03 – present Current
State Street Global Advisors Singapore Limited Rep
RA 4 RA 9
2008-07-15 – present Current
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARB687