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LAU Chi Leung

劉志良
CE APH032Licensed IndividualSFO licence active
Official SFC record

LAU Chi Leung (CE number APH032) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (5)

2016-07-06 – present Current
State Street Global Advisors Asia Limited Rep
RA 4 RA 9
2012-07-20 – 2014-10-29
AP Asset Management (HK) Limited Rep
RA 9
2010-08-05 – 2012-07-10
AD Capital Management (Hong Kong) Limited Rep
RA 9
2007-09-10 – 2009-01-31
Nomura Futures (Hong Kong) Limited Rep
RA 2
2007-07-24 – 2009-01-31
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH032