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LU Yihong

芦祎泓
CE BTC938Licensed IndividualSFO licence active
Official SFC record

LU Yihong (CE number BTC938) is an individual licensed by the Hong Kong SFC. First licensed on 2022-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCHK Asset Management Limited
中銀香港資產管理有限公司

Licence Record (2)

2024-09-12 – present Current
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2022-11-22 – 2024-08-09
Bosera Asset Management (International) Co., Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTC938