LAI Billy Yee Piu

黎以標

CE AMV035Licensed IndividualSFO licence active

LAI Billy Yee Piu (CE number AMV035) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (4)

Capacity	Company / Institution
Representative	Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司
Representative	Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
Representative	Guotai Junan FX Limited 國泰君安外匯有限公司
Representative	Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司

Licence Record (10)

2020-11-24 – present Current

Guotai Junan FX Limited Rep

RA 3

2018-10-10 – present Current

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2018-10-10 – present Current

Guotai Junan Futures (Hong Kong) Limited Rep

RA 2 RA 5

2018-10-10 – present Current

Guotai Junan Assets (Asia) Limited Rep

RA 9

2017-09-21 – 2018-08-01

West Bull Securities Limited Rep

RA 1 RA 9

2017-09-21 – 2018-07-20

RSI Asset Management Limited Rep

RA 9

2009-04-09 – 2016-11-09

BOCI Securities Limited Rep

RA 1 RA 2 RA 4

2008-07-16 – 2008-11-20

Citigroup Global Markets Asia Limited Rep

RA 1

2008-07-16 – 2008-11-20

Citigroup Global Markets Hong Kong Futures and Securities Limited Rep

RA 1 RA 2

2005-12-16 – 2006-08-01

Rakuten Securities Hong Kong Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMV035