YUEN Yat Shing, Trevor

袁溢誠

CE AGA673Licensed IndividualSFO licence active

YUEN Yat Shing, Trevor (CE number AGA673) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Representative	Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
Representative	Guotai Junan FX Limited 國泰君安外匯有限公司
Representative	Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司

Licence Record (7)

2021-06-21 – present Current

Guotai Junan FX Limited Rep

RA 3

2021-04-29 – present Current

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2021-04-29 – present Current

Guotai Junan Futures (Hong Kong) Limited Rep

RA 2 RA 5

2017-07-18 – 2019-01-25

iBest Investment Services Limited Rep

RA 3

2005-02-25 – 2021-04-08

Haitong International Securities Company Limited Rep

RA 1 RA 3

2005-02-25 – 2021-04-08

Haitong International Futures Limited Rep

RA 2

2003-04-01 – 2005-02-17

Realink Financial Trade Limited Rep

RA 1 RA 2 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGA673