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TSOI Wai Kwong

蔡偉光
CE AOY483Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSOI Wai Kwong (CE number AOY483) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Responsible OfficerGuotai Junan FX Limited
國泰君安外匯有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (7)

2023-05-10 – present Current
Guotai Junan FX Limited RO
RA 3
2018-09-03 – present Current
Guotai Junan Futures (Hong Kong) Limited RO
RA 2 RA 5
2008-09-22 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2011-03-28 – 2023-05-10
Guotai Junan FX Limited Rep
RA 3
2008-09-22 – 2018-09-03
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2007-05-21 – 2008-09-20
Haitong International Securities Company Limited Rep
RA 1
2007-05-21 – 2008-09-20
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY483