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HO Lok Fai

何樂輝
CE BTC780Licensed IndividualSFO licence active
Official SFC record

HO Lok Fai (CE number BTC780) is an individual licensed by the Hong Kong SFC. First licensed on 2022-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan FX Limited
國泰君安外匯有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2025-03-05 – present Current
Guotai Junan FX Limited Rep
RA 3
2024-09-13 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2024-09-13 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2022-11-24 – 2024-08-26
Zheshang International Financial Holdings Co., Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTC780