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LAM Shu Hon

林書瀚
CE AWP285Licensed IndividualSFO licence active
Official SFC record

LAM Shu Hon (CE number AWP285) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan FX Limited
國泰君安外匯有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2020-06-15 – present Current
Guotai Junan FX Limited Rep
RA 3
2018-09-21 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-09-21 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2011-01-11 – 2018-09-11
BOCI Securities Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP285