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LIU Junzhi

劉俊志
CE BTG898Licensed IndividualSFO licence active
Official SFC record

LIU Junzhi (CE number BTG898) is an individual licensed by the Hong Kong SFC. First licensed on 2022-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan FX Limited
國泰君安外匯有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (3)

2022-12-22 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2022-12-22 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2022-12-22 – present Current
Guotai Junan FX Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTG898