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LUI Hung Kik

呂鴻極
CE AZF855Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Hung Kik (CE number AZF855) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan FX Limited
國泰君安外匯有限公司

Licence Record (4)

2023-11-01 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2021-08-23 – present Current
Guotai Junan FX Limited Rep
RA 3
2020-08-12 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2012-03-29 – 2026-06-08
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZF855