ZHANG Fan

張帆

CE AZE638Licensed IndividualSFO licence active

ZHANG Fan (CE number AZE638) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司

Licence Record (11)

2026-01-02 – present Current

Guotai Junan Assets (Asia) Limited Rep

RA 1 RA 4 RA 9

2025-10-20 – 2025-12-10

AVICT Global Asset Management Limited RO

RA 4 RA 9

2025-02-20 – 2025-10-20

AVICT Global Asset Management Limited Rep

RA 1 RA 4 RA 9

2023-02-28 – 2024-01-16

SDG Asset Management (HK) Limited RO

RA 4 RA 9

2021-11-17 – 2021-12-31

SDG Securities (HK) Limited Rep

RA 1

2018-03-28 – 2023-02-28

SDG Asset Management (HK) Limited Rep

RA 4 RA 9

2016-11-15 – 2017-01-24

Coordinates Capital Management Limited Rep

RA 9

2016-01-04 – 2016-10-31

T.F.S. Derivatives HK Limited Rep

RA 2

2014-08-29 – 2015-07-22

China International Capital Corporation Hong Kong Futures Limited Rep

RA 2 RA 5

2012-10-04 – 2014-08-15

BOCI Commodities & Futures Limited Rep

RA 2 RA 5

2012-03-19 – 2012-09-28

Longrun Financial Group Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZE638