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LEI Qiang

雷強
CE AOI913Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEI Qiang (CE number AOI913) is an individual licensed by the Hong Kong SFC. First licensed on 2006-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (5)

2022-11-21 – present Current
Guotai Junan Assets (Asia) Limited RO
RA 1 RA 4 RA 9
2016-08-15 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2022-11-21 – 2023-05-19
Guotai Junan Assets (Asia) Limited Rep
RA 9
2012-03-22 – 2016-08-15
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2006-12-23 – 2011-09-26
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOI913