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LIU Jingyang

柳景洋
CE BML621Licensed IndividualSFO licence active
Official SFC record

LIU Jingyang (CE number BML621) is an individual licensed by the Hong Kong SFC. First licensed on 2018-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司

Licence Record (3)

2022-03-04 – present Current
Guotai Junan Assets (Asia) Limited Rep
RA 1 RA 4 RA 9
2019-08-19 – 2021-05-31
Guotai Junan Fund Management Limited Rep
RA 1 RA 4 RA 9
2018-04-13 – 2019-08-04
BCCF Securities Co., Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BML621