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WANG Wei

王威
CE APR020Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Wei (CE number APR020) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Capital Limited
國泰君安融資有限公司
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (7)

2024-04-05 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1
2023-12-29 – present Current
Guotai Junan Capital Limited RO
RA 6
2023-09-07 – 2024-04-05
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2023-09-07 – 2023-12-29
Guotai Junan Capital Limited Rep
RA 6
2014-07-28 – 2023-07-17
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2014-03-21 – 2014-07-28
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2007-09-21 – 2013-07-10
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APR020