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LAM Kin Kwok Ken

林建國
CE BSF728Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Kin Kwok Ken (CE number BSF728) is an individual licensed by the Hong Kong SFC. First licensed on 2022-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (2)

2023-09-05 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2022-04-20 – 2023-09-05
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSF728