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KONG Yuan

孔原
CE BAB543Licensed IndividualSFO licence active
Official SFC record

KONG Yuan (CE number BAB543) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-15. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (1)

2012-08-15 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB543