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LAI Man Yan

黎民茵
CE AIX723Licensed IndividualSFO licence active
Official SFC record

LAI Man Yan (CE number AIX723) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (3)

2019-01-24 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2014-09-01 – 2018-12-05
Haitong International Securities Company Limited Rep
RA 1 RA 4
2003-05-28 – 2018-12-05
iBest Consultants Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIX723