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SHEK Ki Fung

石奇峯
CE BBH080Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEK Ki Fung (CE number BBH080) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (5)

2018-05-21 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2018-05-21 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2016-10-27 – 2018-05-04
China Merchants Securities (HK) Co., Limited Rep
RA 1
2016-10-27 – 2018-05-04
China Merchants Futures (HK) Co., Limited Rep
RA 2
2013-05-15 – 2016-10-19
BOCI Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBH080