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LAU Kwok Kwon

劉國鈞
CE AMH961Licensed IndividualSFO licence active
Official SFC record

LAU Kwok Kwon (CE number AMH961) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2022-02-11 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2022-02-11 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2010-06-21 – 2021-12-21
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2005-07-29 – 2006-08-21
Lei Shing Hong Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMH961