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YU Ka Fai

余家輝
CE ACR614Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Ka Fai (CE number ACR614) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (15)

2019-02-19 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 2 RA 4
2019-02-19 – present Current
Guotai Junan Futures (Hong Kong) Limited RO
RA 2
2018-11-15 – 2019-02-19
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-11-15 – 2019-02-19
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2016-12-16 – 2018-07-20
China Merchants Securities (HK) Co., Limited RO
RA 1 RA 2 RA 4
2016-12-16 – 2018-07-20
China Merchants Futures (HK) Co., Limited RO
RA 2
2016-09-20 – 2017-04-07
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 2 RA 4
2016-09-20 – 2016-12-16
China Merchants Futures (HK) Co., Limited Rep
RA 2
2013-08-01 – 2016-09-15
BOCI Asia Limited RO
RA 1
2013-08-01 – 2016-09-15
BOCI Securities Limited RO
RA 1 RA 2 RA 4
2013-04-16 – 2013-08-01
BOCI Asia Limited Rep
RA 1
2013-04-16 – 2013-08-01
BOCI Securities Limited Rep
RA 1 RA 2
2010-11-20 – 2011-09-16
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2005-10-17 – 2011-09-16
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1 RA 2
2005-01-17 – 2010-11-20
KBC Financial Products Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACR614