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YUNG Zico Shu-gor

翁樹果
CE ASD834Licensed IndividualSFO licence active
Official SFC record

YUNG Zico Shu-gor (CE number ASD834) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (5)

2018-10-05 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-10-05 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2017-03-06 – 2018-09-14
China Merchants Securities (HK) Co., Limited Rep
RA 1
2017-03-06 – 2018-09-14
China Merchants Futures (HK) Co., Limited Rep
RA 2
2008-12-19 – 2017-02-21
BOCI Securities Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD834