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CHEN Ying

陳穎
CE ASX209Licensed IndividualSFO licence active
Official SFC record

CHEN Ying (CE number ASX209) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (2)

2015-07-31 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2009-11-18 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASX209