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CHU Sheung Lun

朱上倫
CE AYK458Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Sheung Lun (CE number AYK458) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司

Licence Record (7)

2024-04-18 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1
2018-10-15 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2018-10-15 – 2024-04-18
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2016-09-20 – 2018-10-05
China Merchants Securities (HK) Co., Limited Rep
RA 1
2016-09-20 – 2018-10-05
China Merchants Futures (HK) Co., Limited Rep
RA 2
2012-04-19 – 2016-09-07
BOCI Securities Limited Rep
RA 1 RA 2
2011-11-09 – 2012-03-30
Platinum Broking Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYK458