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CHAN Esther

陳穎謙
CE BBD983Licensed IndividualSFO licence active
Official SFC record

CHAN Esther (CE number BBD983) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2018-10-05 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-03-09 – 2018-09-13
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2014-02-25 – 2017-02-28
BOCI Securities Limited Rep
RA 1 RA 4
2013-04-18 – 2013-10-09
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBD983