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CHEN Liang

陳亮
CE AWM930Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Liang (CE number AWM930) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (6)

2022-06-28 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1
2022-06-28 – present Current
Guotai Junan Futures (Hong Kong) Limited RO
RA 2
2021-12-02 – 2022-06-28
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2021-12-02 – 2022-06-28
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2010-12-20 – 2021-09-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2010-12-20 – 2021-09-08
Merrill Lynch Far East Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWM930