CHAN Suk Fong

陳淑芳

CE AEI295Licensed IndividualSFO licence active

CHAN Suk Fong (CE number AEI295) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
Representative	Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司

Licence Record (9)

2018-05-02 – present Current

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2018-05-02 – present Current

Guotai Junan Futures (Hong Kong) Limited Rep

RA 2 RA 5

2017-12-18 – 2018-04-24

BOA International Securities Limited RO

RA 1 RA 2

2017-10-16 – 2017-12-18

BOA International Securities Limited Rep

RA 1 RA 2

2006-04-27 – 2017-10-04

BOCI Securities Limited Rep

RA 1 RA 2 RA 3

2004-11-11 – 2006-04-13

Funderstone Securities Limited Rep

RA 1

2004-11-11 – 2006-04-13

Funderstone Futures Limited Rep

RA 2

2003-04-01 – 2004-09-23

Haitong International Securities Company Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2004-09-23

Haitong International Futures Limited Rep

RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEI295