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LEUNG Yuen Kwan

梁婉君
CE AKP198Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Yuen Kwan (CE number AKP198) is an individual licensed by the Hong Kong SFC. First licensed on 2004-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Capital Limited
國泰君安融資有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2019-02-04 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2011-09-06 – present Current
Guotai Junan Capital Limited RO
RA 6
2006-03-01 – 2011-09-06
Guotai Junan Capital Limited Rep
RA 6
2004-05-18 – 2006-02-27
China Everbright Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKP198