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KO Chiu Wai

高超惠
CE BAK933Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KO Chiu Wai (CE number BAK933) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-09. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Capital Limited
國泰君安融資有限公司

Licence Record (2)

2025-11-18 – present Current
Guotai Junan Capital Limited RO
RA 6
2012-11-09 – 2025-11-18
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAK933