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XU Xiaohui

徐曉輝
CE BBT118Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Xiaohui (CE number BBT118) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Capital Limited
國泰君安融資有限公司

Licence Record (7)

2022-11-08 – 2026-03-16
ICBC International Capital Limited RO
RA 6
2021-11-08 – 2026-03-16
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2021-11-08 – 2026-03-16
ICBC International Securities Limited Rep
RA 1
2021-01-21 – 2021-02-10
CITIC Securities (Hong Kong) Limited Rep
RA 6
2020-08-13 – 2020-11-25
BOCI Asia Limited RO
RA 6
2015-10-02 – 2020-08-13
BOCI Asia Limited Rep
RA 6
2013-08-16 – 2015-07-17
Citigroup Global Markets Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT118