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LYU Zhirou

呂芷柔
CE BMN434Licensed IndividualSFO licence active
Official SFC record

LYU Zhirou (CE number BMN434) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Capital Limited
國泰君安融資有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (5)

2025-05-19 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2025-05-19 – present Current
Guotai Junan Capital Limited Rep
RA 6
2021-11-26 – 2025-04-17
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2020-07-20 – 2021-11-03
BOCI Asia Limited Rep
RA 6
2018-03-12 – 2020-06-26
China Industrial Securities International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMN434