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XU Xi

许曦
CE BUU838Licensed IndividualSFO licence active
Official SFC record

XU Xi (CE number BUU838) is an individual licensed by the Hong Kong SFC. First licensed on 2024-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Capital Limited
國泰君安融資有限公司

Licence Record (2)

2025-04-07 – present Current
Guotai Junan Capital Limited Rep
RA 6
2024-05-03 – 2024-09-30
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUU838