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ZHU Xiaoming

朱小明
CE BTB503Licensed IndividualSFO licence active
Official SFC record

ZHU Xiaoming (CE number BTB503) is an individual licensed by the Hong Kong SFC. First licensed on 2022-10-10. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance).

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Capital Limited
國泰君安融資有限公司

Licence Record (1)

2022-10-10 – present Current
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTB503