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LI Xiaocen

李曉岑
CE BIC345Licensed IndividualSFO licence active
Official SFC record

LI Xiaocen (CE number BIC345) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Capital Limited
國泰君安融資有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2026-03-02 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2021-08-30 – present Current
Guotai Junan Capital Limited Rep
RA 6
2018-01-04 – 2021-07-31
Guoyuan Capital (Hong Kong) Limited Rep
RA 1 RA 6
2016-09-29 – 2017-11-30
Founder Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIC345