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ZHANG Han

張涵
CE BTK351Licensed IndividualSFO licence active
Official SFC record

ZHANG Han (CE number BTK351) is an individual licensed by the Hong Kong SFC. First licensed on 2023-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuotai Junan Capital Limited
國泰君安融資有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (2)

2023-01-26 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2023-01-26 – present Current
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTK351