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YANG Ming, David

楊銘
CE BPY524Licensed IndividualSFO licence active
Official SFC record

YANG Ming, David (CE number BPY524) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeBOCI Asia Limited
中銀國際亞洲有限公司
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (5)

2025-08-26 – present Current
BOCI Asia Limited Rep
RA 1 RA 6
2025-08-26 – present Current
BOCI Securities Limited Rep
RA 1
2021-09-09 – 2025-03-11
Haitong International Capital Limited Rep
RA 6
2021-06-24 – 2025-03-11
Haitong International Securities Company Limited Rep
RA 1 RA 4
2020-08-31 – 2021-05-28
CMB International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPY524