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TSE King Fai, Philip

謝景暉
CE AGG695Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE King Fai, Philip (CE number AGG695) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Responsible OfficerShenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司

Licence Record (14)

2019-10-21 – present Current
Shenwan Hongyuan Capital (H.K.) Limited RO
RA 1 RA 4 RA 6
2019-06-26 – 2019-10-21
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2018-04-27 – 2019-06-14
China Merchants Securities (HK) Co., Limited RO
RA 1 RA 6
2018-03-14 – 2018-04-27
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2017-05-11 – 2018-02-28
China Everbright Capital Limited RO
RA 1 RA 4 RA 6
2016-10-17 – 2017-03-30
China Everbright Securities Asset Management Limited Rep
RA 1 RA 4 RA 9
2016-10-17 – 2017-05-11
China Everbright Capital Limited Rep
RA 6
2011-08-26 – 2016-07-27
DBS Asia Capital Limited RO
RA 1 RA 4 RA 6
2010-07-08 – 2011-03-01
ABCI Securities Company Limited RO
RA 6
2009-08-07 – 2011-03-01
ABCI Securities Company Limited Rep
RA 1 RA 6
2006-12-27 – 2011-08-26
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2005-01-10 – 2006-12-18
CCB International Capital Limited Rep
RA 1 RA 6
2003-07-23 – 2004-11-25
VC Capital Limited Rep
RA 6
2003-04-01 – 2003-07-22
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGG695