DBS Asia Capital Limited is a Hong Kong SFC licensed corporation (CE number AAE430). First licensed on 2005-04-07. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-04-07 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-04-07 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-04-07 |
| CE No. | Name | Chinese |
|---|---|---|
| AEY337 | YU Koon Ying, Harry | 余冠英 |
| AFU418 | PAK Yuen Mei, Emma | 白菀媚 |
| AHC010 | LIU Kam Yin | 廖錦賢 |
| ANT456 | CHEN Eric Kay | 陳柏甫 |
| AUM188 | CHEUNG Yan To | 張甄陶 |
| AVX291 | LAI Jerry Chi Yuen | 黎志遠 |
| AZH660 | CHU Lindsay Li-shen | |
| BJO509 | MENG Fan En | 孟繁恩 |
| CE No. | Name | Chinese |
|---|---|---|
| ASI112 | WANG Ying | 王穎 |
| AVH102 | HE Dixi | 何荻曦 |
| BGI283 | XIE Yijing | 謝奕菁 |
| BGY949 | YAU Tsun Ming Benson | 游俊明 |
| BIK041 | HUANG Zhenjie | 黃振杰 |
| BJN143 | HO Tsun Hong | 何俊康 |
| BKM204 | LEUNG Cheuk Lai, Justin Jonathan | 梁卓禮 |
| BNB202 | LAU Ho Fung Alan | 柳昊鋒 |
| BNN844 | LEE Heng Wei | 李恒威 |
| BNU755 | LAM Tsun Kit | 林浚傑 |
| BOH049 | CHUNG Tin Lok | 鍾天樂 |
| BPE835 | ZHOU Han | 周晗 |
| BRR931 | YAN Xi | 嚴曦 |
| BRY573 | CHEN Jianzhao | 陳健釗 |
| BSE804 | WANG Shuaikai | 王帅恺 |
| BSS925 | ZHANG Chenghao | 張誠昊 |
| BTC911 | HU Yanqin | 胡宴沁 |
| BTE121 | WANG Lu | 王璐 |
| BTE124 | WANG Yinglu | 王鹰旅 |
| BUP635 | YIN Qingyun | 尹卿蕴 |
| BUY011 | ZHANG Zhenyu | 张震宇 |
| BVO244 | ZONG Haoran | 宗浩然 |
| BVY893 | GUO Chaoguang | 郭超光 |
| BWC705 | LOY Chun Meng | 黎春明 |
| BWC707 | CHAN Kwan Yu | 陳坤譽 |
| BWC708 | WU Wangruyue | 吳王如月 |
| BWR141 | LI ZHILIU | 黎芷刘 |
| BXH892 | XIA Tianjun | 夏天駿 |
| BXJ315 | LAI Sai Bong | 黎世邦 |