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CHEN Eric Kay

陳柏甫
CE ANT456Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

CHEN Eric Kay (CE number ANT456) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerDBS Asia Capital Limited
星展亞洲融資有限公司
Executive OfficerDBS Bank (Hong Kong) Limited
星展銀行(香港)有限公司
Executive OfficerDBS Bank Ltd.

Licence Record (6)

2022-08-19 – present Current
DBS Asia Capital Limited RO
RA 1 RA 4 RA 6
2022-07-13 – 2022-08-19
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2021-09-28 – 2022-05-31
Admiralty Harbour Capital Limited RO
RA 6
2020-10-05 – 2022-05-31
Admiralty Harbour Capital Limited Rep
RA 1 RA 4 RA 6
2009-06-26 – 2017-01-31
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2006-08-04 – 2008-11-25
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT456