DBS Bank Ltd. is a Hong Kong SFC registered institution (CE number AAC212). First licensed on 2007-05-15. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-05-15 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-05-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-05-15 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2007-05-15 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AHS841 | CHAN Chi Kong, Kelvin | 陳志江 |
| ANT456 | CHEN Eric Kay | 陳柏甫 |
| AYE613 | LAI Yuen Perng | |
| BHX183 | KWAN Shin Dih Cindy Anne | 關杏蒂 |
| BMX371 | CHAN Pik Nam Brenda | 陳碧楠 |
| BTK577 | KOK Zhong Han, Jeremy | |
| BVB288 | LOW KWANG HENG DAVID | 廖光兴 |
| BVN844 | CHAN Chi Yung | 陳智勇 |
| BVQ651 | Li Li | 黎藜 |