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LAI Yuen Perng

CE AYE613Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LAI Yuen Perng (CE number AYE613) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-20. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerDBS Bank (Hong Kong) Limited
星展銀行(香港)有限公司
Executive OfficerDBS Bank Ltd.

Licence Record (1)

2011-12-20 – 2013-04-30
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYE613