DBS Bank (Hong Kong) Limited is a Hong Kong SFC registered institution (CE number AAL664). First licensed on 2007-05-15. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-05-15 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-05-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-05-15 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2007-05-15 |
| RA 9 | Asset Management | 提供資產管理 | 2007-05-15 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AEO284 | HUI See Mun | 許思敏 |
| AFW689 | LAM Che Jung, Dennis | 林子津 |
| AGQ653 | LEE Ding Hang, Eddie | 李定亨 |
| AHS841 | CHAN Chi Kong, Kelvin | 陳志江 |
| ANT456 | CHEN Eric Kay | 陳柏甫 |
| AQA850 | WU Carol Shu-Yen | 吳淑燕 |
| ASN329 | HSIEH Belinda Pei-fang | 謝佩芳 |
| AYE613 | LAI Yuen Perng | |
| BIG452 | YE Yunping | 叶允平 |
| BMX118 | MATHUR Ajay Surendra | |
| BMX371 | CHAN Pik Nam Brenda | 陳碧楠 |
| BSM463 | Chan Cho Yan Annis | 陳楚欣 |
| BTK577 | KOK Zhong Han, Jeremy | |
| BVB288 | LOW KWANG HENG DAVID | 廖光兴 |
| BVN844 | CHAN Chi Yung | 陳智勇 |
| BVQ651 | Li Li | 黎藜 |