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LIU Kam Yin

廖錦賢
CE AHC010Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Kam Yin (CE number AHC010) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDBS Asia Capital Limited
星展亞洲融資有限公司

Licence Record (8)

2017-01-24 – present Current
DBS Asia Capital Limited RO
RA 1 RA 4 RA 6
2016-11-28 – 2017-01-24
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2008-04-14 – 2016-10-28
Kingsway Capital Limited RO
RA 1 RA 6
2008-04-14 – 2016-10-28
Kingsway Financial Services Group Limited RO
RA 1 RA 6
2007-01-29 – 2011-06-20
Kingsway SBF Investment Management Company Limited Rep
RA 9
2003-09-29 – 2015-04-14
Kingsway Financial Services Group Limited Rep
RA 1 RA 6
2003-09-29 – 2008-04-14
Kingsway Capital Limited Rep
RA 6
2003-04-01 – 2003-09-25
Central China International Capital Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHC010