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LAU Ho Fung Alan

柳昊鋒
CE BNB202Licensed IndividualSFO licence active
Official SFC record

LAU Ho Fung Alan (CE number BNB202) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDBS Asia Capital Limited
星展亞洲融資有限公司

Licence Record (3)

2021-06-28 – present Current
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2018-06-15 – 2021-06-15
Altus Investments Limited Rep
RA 1
2018-06-15 – 2021-06-15
Altus Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNB202