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YU Koon Ying, Harry

余冠英
CE AEY337Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Koon Ying, Harry (CE number AEY337) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDBS Asia Capital Limited
星展亞洲融資有限公司

Licence Record (10)

2016-09-21 – present Current
DBS Asia Capital Limited RO
RA 1 RA 4 RA 6
2016-08-26 – 2016-09-21
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2011-04-15 – 2016-08-01
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2011-04-15 – 2016-08-01
GF Capital (Hong Kong) Limited RO
RA 6
2011-04-07 – 2016-08-01
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2011-04-07 – 2011-04-15
GF Capital (Hong Kong) Limited Rep
RA 6
2010-12-31 – 2011-04-01
MUFG Securities Asia Limited RO
RA 1 RA 4 RA 6
2004-04-23 – 2008-06-29
Partners Capital International Limited RO
RA 1 RA 6
2004-01-26 – 2004-04-23
Partners Capital International Limited Rep
RA 1 RA 6
2003-04-01 – 2004-01-01
Piper Jaffray Asia Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEY337